Junior Compliance Assistant

Experienced Compliance Assistant required to provide assistance to the compliance team.

Qualifications:

a Degree in law or any other qualification that is deemed equivalent and has at least two to three years of working experience in compliance department of a management company or any other entities that are licensees of the Financial Services Commission under the FSC code

What the job entails:

• Provide assistance on onboarding of new clients and risk profiling of clients
• Perform KYC checks and screening of new and existing clients
• Conduct both simplified and enhanced due diligence on new and existing clients.
• Conduct review of cllients KYC and risk assessment.
• Liasing between clients and intermediaries and BVI compliance and operation team for onboarding of clients.
• Report and escalate non compliance matters and client hits to head of compliance.
• Assisting the Compliance teams within the Osiris group on any compliance tasks.
• Assist the Compliance team to prepare and conduct AML/CFT in house trainings.
• Coordinate with other departments involved with external liaison functions, to ensure an understanding by outside audiences of the company’s commitment to compliance and integrity.
• Assist the compliance officer in ensuring that appropriate standards, practices, and internal controls, including a code of conduct, are adopted, published and explained to those affected

.

• Assist the compliance officer in ensuring that each compliance risk area is identified and assessed periodically and appropriately
• Assist the compliance officer in ensuring that there is a system in place for appropriate monitoring, auditing, as well as the corporation’s compliance with law and ethical standards.
• Keep current with compliance best practices and, along with the compliance officer, represent the company in external compliance and ethics forums.
• Any other duties with the compliance functions.

Consider your application unsuccessful should you not be contacted within 7 working days.