Junior Compliance Assistant

 

Recruiter:

Copper Quail

Job Ref:

2780862841

Date posted:

Wednesday, February 9, 2022

Location:

Grand Baie, Mauritius, South Africa


SUMMARY:
-

JOB DESCRIPTION:

Experienced Compliance Assistant required to provide assistance to the compliance team.

Qualifications:

a Degree in law or any other qualification that is deemed equivalent and has at least two to three years of working experience in compliance department of a management company or any other entities that are licensees of the Financial Services Commission under the FSC code

What the job entails:

  • Provide assistance on onboarding of new clients and risk profiling of clients
  • Perform KYC checks and screening of new and existing clients
  • Conduct both simplified and enhanced due diligence on new and existing clients.
  • Conduct review of cllients KYC and risk assessment.
  • Liasing between clients and intermediaries and BVI compliance and operation team for onboarding of clients.
  • Report and escalate non compliance matters and client hits to head of compliance.
  • Assisting the Compliance teams within the Osiris group on any compliance tasks.
  • Assist the Compliance team to prepare and conduct AML/CFT in house trainings.
  • Coordinate with other departments involved with external liaison functions, to ensure an understanding by outside audiences of the company’s commitment to compliance and integrity.
  • Assist the compliance officer in ensuring that appropriate standards, practices, and internal controls, including a code of conduct, are adopted, published and explained to those affected

.

  • Assist the compliance officer in ensuring that each compliance risk area is identified and assessed periodically and appropriately
  • Assist the compliance officer in ensuring that there is a system in place for appropriate monitoring, auditing, as well as the corporation’s compliance with law and ethical standards.
  • Keep current with compliance best practices and, along with the compliance officer, represent the company in external compliance and ethics forums.
  • Any other duties with the compliance functions.

 

Consider your application unsuccessful should you not be contacted within 7 working days.

 

NB! This job is now closed. You can apply for other jobs by uploading your CV.



 

 

 

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