Key Individual (Category II) - 12 Month Contract

Recruiter:

Six Sense Consulting

Job Ref:

JHB001276/AK

Date posted:

Tuesday, March 4, 2025

Location:

Johannesburg, South Africa

Salary:

Annually

SUMMARY:
A financial services business is seeking to appoint a Key Individual (Category II). The individual can also be an Investment Associate / Dealmaker / Transactor. You will be responsible for overseeing the entirety of the Fund and ensuring compliance with regulations, liquidity requirements and the fair treatment of customers.

POSITION INFO:

Qualifications and Experience:

Matric and Diploma or degree (NQF Level 7)
RE 1 and RE3 Certifications
Class of Business training – Investments
Operations ability (loaded as KI on 1 or 2 FSP licences)
Minimum 3-years’ experience overseeing shares and debentures & securitised debt financial products on a discretionary basis
Must have Fund Management experience
The Key Individual will manage and oversee the financial services of the Fund which include:
The liaising with the investment committee to explore the investment preferences and appetite for risk,
Review reports from deal makers or Representatives on meetings with candidate investees to discuss business operations/structure, and the rigorous research on the viability of the investment
Ensure financial briefings (often written by investment analysts) are conducted
Ensuring the fund is up-to-date about the SA economy, current financial news and financial markets,
Assessing and interpreting complicated financial information and keeping detailed records and reports
Submitting detailed reports on the Fund to the Regulator (FSCA)
Overseeing overall compliance of the Fund with the FAIS Act.
JSE Certifications / Experience preferable

Please note that if you have not received a response within 14 days of submitting your application that your application was unsuccessful.
However, please keep a lookout on our website, for available positions which may be in line with your career aspirations.

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