Key Individual (FAIS Compliance)

Recruiter:

Network Recruitment

Job Ref:

NFC019755/KM

Date posted:

Monday, December 5, 2022

Location:

Pretoria, South Africa

Salary:

300000 Annually

SUMMARY:
Compliance tracker … ? FAIS … ? Compliance risks … ?

JOB DESCRIPTION:

My client, a dynamic, innovative and futuristic financial solutions group, is looking for a Key Individual to join their FIS Compliance Team. This individual must have working knowledge and experience in FSCA/FAIS in the micro-lending, insurance or financial services industry. Knowledge and experience of NCA, POPI and AML are an added advantage.

Duties:

Manage FAIS-related and sales activities
Monitor internal FAIS programs and policies
Draft and maintain compliance trackers
Advise on compliance risks

Education & Experience:

RE1 & RE5 registered Key Individual – NOT NEGOTIABLE
Compliance qualification – advantageous

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Key Individual (FAIS Compliance)

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